Modelo de tratamiento de datos RGPDInsider List Management – Maintenance, Use, and Disclosure

Detalles de los datos

Reglas de conservación

Base activa:

Updated promptly upon change.

Insider lists must be updated promptly when the person or department responsible is notified that: - a new individual has gained access to inside information, - an individual no longer has access to inside information, or - the reason for an individual’s inclusion on the list has changed. Records relating to individuals who no longer have access to inside information will be deleted at the end of the fifth year following the cessation of access or the change in reason for inclusion, in accordance with UK Market Abuse Regulation, Article 18(5). Where the information concerns an issuer subject to oversight by a competent foreign authority applying a shorter retention period, the data will instead be deleted at the end of that shorter period. Each update to an insider list will be documented either by recording the date of modification or by generating a new version of the entire list. Previous versions will be retained for five years from the date they were superseded, as required by FCA MAR 1.10.

Archivado intermedio:

5 years from cessation of access to inside information

Orden final

Detalles de los datos

Reglas de conservación

Base activa:

Updated promptly upon change

Insider lists must be updated promptly when the person or department responsible is notified that: - a new individual has gained access to inside information, - an individual no longer has access to inside information, or - the reason for an individual’s inclusion on the list has changed. Records relating to individuals who no longer have access to inside information will be deleted at the end of the fifth year following the cessation of access or the change in reason for inclusion, in accordance with UK Market Abuse Regulation, Article 18(5). Where the information concerns an issuer subject to oversight by a competent foreign authority applying a shorter retention period, the data will instead be deleted at the end of that shorter period. Each update to an insider list will be documented either by recording the date of modification or by generating a new version of the entire list. Previous versions will be retained for five years from the date they were superseded, as required by FCA MAR 1.10.

Archivado intermedio:

5 years from cessation of access to inside information

Orden final

Detalles de los datos

Reglas de conservación

Base activa:

Updated promptly upon change

Insider lists must be updated promptly when the person or department responsible is notified that: - a new individual has gained access to inside information, - an individual no longer has access to inside information, or - the reason for an individual’s inclusion on the list has changed. Records relating to individuals who no longer have access to inside information will be deleted at the end of the fifth year following the cessation of access or the change in reason for inclusion, in accordance with UK Market Abuse Regulation, Article 18(5). Where the information concerns an issuer subject to oversight by a competent foreign authority applying a shorter retention period, the data will instead be deleted at the end of that shorter period. Each update to an insider list will be documented either by recording the date of modification or by generating a new version of the entire list. Previous versions will be retained for five years from the date they were superseded, as required by FCA MAR 1.10.

Archivado intermedio:

5 years from cessation of access to inside information

Orden final